| A) | Financial Instruments Business | |
| i) | Type II Financial Instruments Business | |
| ii) | Investment Management Business | |
| iii) | Investment Advisory and Agency Business | |
| B) | Commodity Trading Advisory Business | |
| A) | Financial Instruments Firms No.387, the Director General of the Kanto Local Finance Bureau |
| B) | Commodity Trading Advisor License #(1) No.21, the Minister of Agriculture, Forestry and Fishery & the Minister of Economy, Trade and Industry |
| A) | The Investment Trusts Association, Japan |
| B) | Japan Investment Advisers Association |
| C) | Type Ⅱ Financial Instruments Firms Association |
| D) | Japan CTA Association |